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The Diels Alder Cycloaddtion

Firstly, cis butadiene was built in Gaussview and C-C bond lengths and angles were set using data from a previous molecular mechanics study.[1] This was "cleaned" then optimised to a minimum using HF/3-21G. The energy gradient and summary suggested that this had been successful. A frequency analysis was done using the same methods and no negative frequencies were found.

cis butadiene optimisation summary
cis butadiene optimisation energy gradient
cis butadiene frequency summary

The thermochemistry data is shown below:

Zero-point correction=                           0.118498 (Hartree/Particle)
Thermal correction to Energy=                    0.122530
Thermal correction to Enthalpy=                  0.123474
Thermal correction to Gibbs Free Energy=         0.092955
Sum of electronic and zero-point Energies=           -155.112862
Sum of electronic and thermal Energies=              -155.108830
Sum of electronic and thermal Enthalpies=            -155.107886
Sum of electronic and thermal Free Energies=         -155.138405

Next, the Mos were visualised. The HOMO was asymmetrical with respect to the reflection plane of the reaction the mole, and the LUMO was symmetric.

cis butadiene HOMO
cis butadiene LUMO

Next, the optimised structure and ethene were drawn, and a TS guessed. The TS was guessed by modifying bicyclo[2,2,2]octane, deleting 2 carbons and changing or deleting other bonds, then TS(Berny)calculation was used.

TS(Berny) Optimisation:
Item               Value     Threshold  Converged?
Maximum Force            0.000022     0.000450     YES
RMS     Force            0.000003     0.000300     YES
Maximum Displacement     0.000421     0.001800     YES
RMS     Displacement     0.000073     0.001200     YES
Predicted change in Energy=-5.010461D-09
Optimization completed.
   -- Stationary point found.

The output gave 1 imaginary frequency at -554cm-1. Visualising this frequency suggested that both bonds formed at the same time. The lowest positive frequency was 165cm-1. This would have suggested asynchronous bond formation.

imaginary frequency

The thermochemistry data is also shown below:

Zero-point correction=                           0.152697 (Hartree/Particle)
Thermal correction to Energy=                    0.157712
Thermal correction to Enthalpy=                  0.158656
Thermal correction to Gibbs Free Energy=         0.124359
Sum of electronic and zero-point Energies=           -231.388077
Sum of electronic and thermal Energies=              -231.383062
Sum of electronic and thermal Enthalpies=            -231.382118
Sum of electronic and thermal Free Energies=         -231.416414

The Mos were then visualised. Both were found to have a sigma v plane of symmetry relative to the plane of the forming ring, and a C2 axis lying along this plane.

TS HOMO
TS LUMO

The above calculations were re-done using a higher level (B3LYP/6-31G(d) - outputs were checked as before)to give the following results:

C-C bond forming length/A C-C (from ethene) bond length/A C=C bond forming length/A C-C (from butadiene) lengths/A Butadiene dihedral angle/o
1st optimisation 1.5 1.5 1.5 1.5 29.3
2nd optimisation 1.5 1.6 1.6 1.5 22.2

The dihedral angle was the main difference in geometry. The Mos were also visualised using the more accurate basis set, however there were no significant changes. The imaginary frequency did however change to 311cm-1, and the lowest positive frequency to 116cm-1. The imaginary frequency appear the same, but the positive one was less conclusively asynchronous at the higher level.

A normal C-C bond has length 1.54A, and C=C 1.36A. The van der Waals radius of carbon is 1.70A (Webelements). This means that the distance between the carbons about to form a new bond in the TS is less than that of the sum of the van der Waals radii.

The thermochemistry data did change considerably:

Zero-point correction=                           0.141771 (Hartree/Particle)
Thermal correction to Energy=                    0.147361
Thermal correction to Enthalpy=                  0.148305
Thermal correction to Gibbs Free Energy=         0.112772
Sum of electronic and zero-point Energies=           -234.369822
Sum of electronic and thermal Energies=              -234.364233
Sum of electronic and thermal Enthalpies=            -234.363289
Sum of electronic and thermal Free Energies=         -234.398822

The HOMO of ethene is symmetric with respect to the reflection plane, whereas its LUMO is antisymmetric. A reaction is allowed if a HOMO-LUMO interaction between the reactants is possible. Since a + a --> a, s + s --> and s + a --> a, the product must be antisymmetric with respect to the reflection plane. This can be seen in the TS:

This is confirmed by looking at the MOs of the cis1,3-butadiene. The LUMO reacts with the HOMO orbital of the ethene to give the TS. The HOMO/LUMO interaction and the fact that there is good orbital overlap means that the reaction is allowed.

Cyclohexa-1,3-diene and Maleic Anhydride

Exo TS

The exo TS was optimised and thermochemistry data found:

Zero-point correction=                           0.195859 (Hartree/Particle)
Thermal correction to Energy=                    0.204620
Thermal correction to Enthalpy=                  0.205564
Thermal correction to Gibbs Free Energy=         0.161353
Sum of electronic and zero-point Energies=           -605.383190
Sum of electronic and thermal Energies=              -605.374429
Sum of electronic and thermal Enthalpies=            -605.373485
Sum of electronic and thermal Free Energies=         -605.417696
optimisation summary
optimisation energy gradient
TS
Imaginary vibration at -110cm-1.

Bond lengths were investigated, and will be compared with the endo TS (see later).

The TS HOMO was found:

HOMO

....................Bond forming lengths 1.69A, 1.54A. The HOMO is therefore not totally symmetrical and doesn’t have a perfect C2 axis or sigma v plane. C-C distances in maleic anhydride part: (C1-2 and C3-4)1.51 and 1.52 C13-14: 1.49 C14-15: 1.32 C15-10: 1.53 C10-11: 1.69 C11-12: 1.55 C12-13: 1.54

(CO)-O-(CO): 112.7o......................... 63.2

Endo TS

A QST3 calculation was done on the following input at the HF/3-21g level:

File:Endoinput.jpg
endo input
File:EndoHFsummary.jpg
output summary

One negative vibration was found at -644cm-1. This showed concerted bond formation.

endo input

The lowest positive frequency 65cm-1 consisted of the cyclohexene ring rotating in its plane:

File:EndoHFpositivefrequency.jpg
endo 1st positive frequency

HOMO: LUMO of maleic anhydride overlaps with HOMO of double bonds in cyclohexadiene to make the bonds that are forming:

File:EndoHFHOMO.jpg
HOMO

There was symmetry down the axis which cuts the middle oxygen – but with reserve phase either side. This time, there was a little more electron density on the oxygens of malaic anhydride compared to in the exo TS. LUMO:

File:EndoHFLUMO.jpg
LUMO

In the LUMO, the phase was reversed for the cyclohexadiene, so that it no longer interacts with the orbitals of the malaic anhydride double bond, and nodes were formed at the four participating carbons and in the middle of the forming bond.

DFT calculations

The transition states were re-optimised using the DFT method. Exo: -612.68339676 Zero-point correction= 0.181256 (Hartree/Particle)

Thermal correction to Energy=                    0.191609
Thermal correction to Enthalpy=                  0.192554
Thermal correction to Gibbs Free Energy=         0.145069
Sum of electronic and zero-point Energies=           -612.502141
Sum of electronic and thermal Energies=              -612.491787
Sum of electronic and thermal Enthalpies=            -612.490843
Sum of electronic and thermal Free Energies=         -612.538327

Endo: Zero-point correction= 0.181253 (Hartree/Particle)

Thermal correction to Energy=                    0.191607
Thermal correction to Enthalpy=                  0.192551
Thermal correction to Gibbs Free Energy=         0.145069
Sum of electronic and zero-point Energies=           -612.502143
Sum of electronic and thermal Energies=              -612.491790
Sum of electronic and thermal Enthalpies=            -612.490846
Sum of electronic and thermal Free Energies=         -612.538328
C-C bond forming length 1-2 3-4 13-14 14-15 15-10 10-11 11-12 12-13
exo HF/3-21g 1.51 1.52 1.49 1.32 1.53 1.69 1.55 1.54
endo HF/3-21g 1.48 1.48 1.37 1.40 1.37 1.52 1.56 1.52
endo 3BLYP/6-21g(d) 2.27 1.48 1.39 1.49 1.39 1.52 1.56 1.56 1.52

In the HF/3-21G calculations, for the exo configuration, the through space angle between (CO) – O-(CO) and the opposite –CH2-CH2- was 63.2o. For the endo, the same angle, but for the opposite –CH=CH- was -54.4o. The angles after the 3BYLP/6-21g(d) changed to and 54.8o respectively. The Mos changed to the following:

File:EndoHOMOdft.jpg
HOMO
File:EndoLUMOdft.jpg
LUMO
File:EndoTScontributingMOs.jpg
Possible allowed ways of constructing the endo TS



compromise between steric repulsions of the -CH2-CH2- fragment and the maleic anhydride for the exo and secondary orbital interactions between the π systems of -CH=CH- and -(C=O)-O-(C=O)- fragment for the endo.

  1. D. Guay,Dept of Chemistry, University of Maine, Orono, ME 04469{{|http://chemistry.umeche.maine.edu/Modeling/donmolmech.html }}