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The Cope Rearrangement

Optimizing the Reactants and Products

1,5-hexadiene with an "anti" linkage

The "anti" 1,5-hexadiene was optimized at the HF/3-21G level of theory with memory limit of 250MB. The followings are the summary, symmetry group and molecule structure of the structure:

Molecule
"Anti" 1,5-hexadiene molecule
Summary
Optimization summary of the "anti" 1,5-hexadiene.
Output information
        Item               Value     Threshold  Converged?
Maximum Force            0.000060     0.000450     YES
RMS     Force            0.000010     0.000300     YES
Maximum Displacement     0.000442     0.001800     YES
RMS     Displacement     0.000171     0.001200     YES
Symmetry group
Symmetry of the "anti" 1,5-hexadiene.
File Link

File:WENMIN 15 HEXADIENE ANTI.LOG

1,5-hexadiene with an "gauche" linkage

The "gauche" form of 1,5-hexadiene should have lower energy than the "anti" one. The "gauche" 1,5-hexadiene was optimized at the HF/3-21G level of theory with memory limit of 250MB. The followings are the summary and symmetry of the structure:

Molecule
"Gauche" 1,5-hexadiene molecule
Summary
Optimization summary of the "gauche" 1,5-hexadiene.
Output information
        Item               Value     Threshold  Converged?
Maximum Force            0.000008     0.000450     YES
RMS     Force            0.000003     0.000300     YES
Maximum Displacement     0.000174     0.001800     YES
RMS     Displacement     0.000055     0.001200     YES
Symmetry group
Symmetry of the "gauche" 1,5-hexadiene.
File Link

File:WENMIN Log 64127(15 HEXADIENE GAUCHE).log

Lowest energy conformation

The lowest energy conformation should be the gauche3 form (shown in the Appendix 1[1]). This form is drawn and optimized at the HF/3-21G level with memory limit of 250MB. The followings are the results:

Molecule
1,5-hexadiene molecule with lowest energy
Summary
Optimization summary of the 1,5-hexadiene with lowest energy.
Output information
        Item               Value     Threshold  Converged?
Maximum Force            0.000044     0.000450     YES
RMS     Force            0.000009     0.000300     YES
Maximum Displacement     0.001316     0.001800     YES
RMS     Displacement     0.000491     0.001200     YES
Symmetry group
Symmetry of the 1,5-hexadiene with lowest energy.
File Link

File:WENMIN 15 HEXADIENE GAUCHE 3.LOG

Structure table

Structures and energies are compared with the reference[2], conformers are identified with specific names.

Conformer Structure Point Group Energy/Hartrees
HF/3-21G
Section 1.1.2: gauche2

C2 -231.69166702
Section 1.1.3: gauche3

C1 -231.69266120
Section 1.1.1: anti2

Ci -231.69253528


From the table shown above, we get that gauche3 conformation has the lowest energy, followed by anti2 conformation. The gauche2 conformation has the highest energy here.

We usually have the impression that anti2 conformation should be lowest in energy level for allyl groups. This is mainly because, for small allyl molecules, the anti-periplanar form has the maximizing σC-H/σ*C-H and/or σC-C/σ*C-C conjugation. In addition, the app form relieves the torsional strain. However, as the allyl molecule number increases, gauche form becomes promoted. This is due to the longer distances favoring van der Waals (dispersion) interaction by folding chain back upon itself. In this case, alkene group results in fewer H groups on the sp2 carbon and some bond angles are wider. This leads to reduce hindrance and avoid the H...H contacts of smaller than 2.1Å at which point hydrogen becomes repulsive. What's more, better overlap of πC=C/σ*C=C results in larger stabilizing energy.

Reoptimization of "anti2" conformation of 1,5-hexadiene

The "anti2" conformation is reoptimized at the B3LYP/6-31G(d) level. The followings are the results:

Molecule
"Anti2" 1,5-hexadiene molecule
Summary
Reoptimization summary of the "anti2" 1,5-hexadiene at higher level.
Output information
        Item               Value     Threshold  Converged?
Maximum Force            0.000015     0.000450     YES
RMS     Force            0.000006     0.000300     YES
Maximum Displacement     0.000219     0.001800     YES
RMS     Displacement     0.000079     0.001200     YES
Symmetry group
Symmetry of the "anti2" 1,5-hexadiene at higher level.

The symmetry group changes to C2h at the B3LYP/6-31G(d) level from Ci at the HF/3-21G level.

File Link

File:WENMIN 15 HEXADIENE ANTI REOPT.LOG

Frequency of "anti2" conformation of 1,5-hexadiene

The frequency of the "anti2" conformation is calculated at the B3LYP/6-31G(d) level. The followings are the results:

Summary
Frequency summary of the "anti2" 1,5-hexadiene at higher level.
Frequencies

All is real frequencies, no imaginary ones.

Energy lists
Sum of electronic and zero-point Energies=           -234.469212
Sum of electronic and thermal Energies=              -234.461856
Sum of electronic and thermal Enthalpies=            -234.460912
Sum of electronic and thermal Free Energies=         -234.500821
IR
IR spectrum of the "anti2" 1,5-hexadiene at higher level.
File Link

File:WENMIN 15 HEXADIENE ANTI FREQ.LOG

Optimizing the "Chair" and "Boat" Transition

Allyl fragment optimization

The allyl fragment (CH2CHCH2) is optimized at the HF/3-31G level of theory. The followings are the results:

Molecule
Allyl fragment
Summary
Optimization summary of the allyl fragment.
Output information
        Item               Value     Threshold  Converged?
Maximum Force            0.000048     0.000450     YES
RMS     Force            0.000018     0.000300     YES
Maximum Displacement     0.000141     0.001800     YES
RMS     Displacement     0.000070     0.001200     YES
File Link

File:WENMIN CHAIR OPT 321G.LOG

Guess TS optimization and frequency

The guess TS is made from two allyl fragments with approximately 2.2Å terminal ends. Then the guess TS is calculated under Opt+Freq job type, with Optimization to a TS (Berny), calculate the force constants Once, and type Opt=NoEigen in the Additional keyword box. The followings are the results:

Molecule
Guess TS
Summary
Optimization summary of the guess TS.
Output information
        Item               Value     Threshold  Converged?
Maximum Force            0.000024     0.000450     YES
RMS     Force            0.000006     0.000300     YES
Maximum Displacement     0.000829     0.001800     YES
RMS     Displacement     0.000115     0.001200     YES
Vibration frequencies

There's only one imaginary frequency of magnitude 817.98 cm-1, conforming that this geometry is a TS.

Bond distance

The bond distances of terminal ends change to about 2.02Å, as shown in the following two diagrams.

File Link

File:WENMIN CHAIR TS GUESS.LOG

Guess TS optimization using the frozen coordinate method

The guess TS is optimized at the HF/3-31G level of theory, with minimum optimization and the Freeze Coordinate under Bond. However, the Gaussian program doesn't respond to the input of 2.20Å fixed bond length. The result obtained does not have 2.20Å terminal ends although they are very close to 2.20Å.

So I redo the calculation, but this time with fixed 2.20Å terminal ends using "Modify Bond" tool. The followings are the results of second trail:

Molecule
Guess TS with frozen coordinate
Summary
Optimization summary of the guess TS with frozen coordinate.
Output information
        Item               Value     Threshold  Converged?
Maximum Force            0.000010     0.000450     YES
RMS     Force            0.000003     0.000300     YES
Maximum Displacement     0.001213     0.001800     YES
RMS     Displacement     0.000247     0.001200     YES
Vibration frequencies

There's only one imaginary frequency, conforming that this geometry is a TS.

Bond distance

This time the length between two terminal ends is exactly 2.20Å, as shown in the following two diagrams.

File Link

File:WENMIN CHAIR TS GUESS OPT C NEW FIXED22.LOG

Guess TS optimization using the derivative coordinate method

The guess TS obtained from the frozen coordinate method is optimized at the HF/3-31G level of theory, with minimum optimization and the Derivative under Bond. The followings are the results:

Molecule
Guess TS with derivative coordinate
Summary
Optimization summary of the guess TS with derivative coordinate.
Output information
        Item               Value     Threshold  Converged?
Maximum Force            0.000032     0.000450     YES
RMS     Force            0.000009     0.000300     YES
Maximum Displacement     0.001154     0.001800     YES
RMS     Displacement     0.000230     0.001200     YES
Vibration frequencies

There's only one imaginary frequency, conforming that this geometry is a TS. The magnitude of the imaginary frequency is 818.06 cm-1, which is very close to the one got from section 1.2.2.

Energy list
Sum of electronic and zero-point Energies=           -231.466693
Sum of electronic and thermal Energies=              -231.461334
Sum of electronic and thermal Enthalpies=            -231.460390
Sum of electronic and thermal Free Energies=         -231.495198
Bond distance

The bond distances of terminal ends change to about 2.02Å, as shown in the following two diagrams. When comparing the structures obtained from section 1.2.2 and this section, they are almost identical, both having approximate 2.02Å bond distances between terminal ends. This shows that both methods are good approach to determine the TS, since this is a pretty good "guess" of the transition state structure.

File Link

File:WENMIN CHAIR TS GUESS OPT D.LOG

Boat TS optimization using the QST2 method

The reactant and product are calculated under Opt+Freq job type with Optimization to a TS (QST2), using the structures shown as below.

The followings are the results:

Molecule
Reactant
Product
Summary

NOTE: Ignore the "Chair" under file name. These are boat structures.

Optimization summary of reactant.
Optimization summary of product.
Output information

Reactant:

        Item               Value     Threshold  Converged?
Maximum Force            0.000105     0.000450     YES
RMS     Force            0.000022     0.000300     YES
Maximum Displacement     0.001249     0.001800     YES
RMS     Displacement     0.000277     0.001200     YES

Product:

        Item               Value     Threshold  Converged?
Maximum Force            0.000105     0.000450     YES
RMS     Force            0.000022     0.000300     YES
Maximum Displacement     0.001249     0.001800     YES
RMS     Displacement     0.000277     0.001200     YES
Energy list

Reactant:

Sum of electronic and zero-point Energies=           -231.450922
Sum of electronic and thermal Energies=              -231.445294
Sum of electronic and thermal Enthalpies=            -231.444349
Sum of electronic and thermal Free Energies=         -231.479768

Product:

Sum of electronic and zero-point Energies=           -231.450922
Sum of electronic and thermal Energies=              -231.445294
Sum of electronic and thermal Enthalpies=            -231.444349
Sum of electronic and thermal Free Energies=         -231.479768
Vibration frequencies

There's only one imaginary frequency, conforming that this geometry is a TS (for reactant and product approach).

Vibration frequencies of reactant.
Vibration frequencies of product.

Since the structure of reactant and product is exactly the same, all results are the same.

File Link

Reactant: File:WENMIN CHAIR REAC TS E.LOG

Product: File:WENMIN CHAIR PROD TS E.LOG

Chair TS IRC

The IRC (Intrinsic Reaction Coordinate) method is used to follow the minimum energy path from a transition structure down its local minimum on a potential energy surface. The optimized chair TS (with derivative bond in this case) is calculated at HF/3-21 level with IRC under the Job Type tab. Compute it in the forward direction, calculate the force constants once and change the number of points along the IRC into 50.

IRC result
Total energy along IRC
RMS Gradient Norm along IRC

44 intermediate geometries are obtained and the last one has the energy of -231.69157861 a.u.

Options to reach minimum geometry

Then three options are tested receptively to get a minimum conformation.

(i) The last point on the IRC is taken to do a minimum optimization and the energy obtained is -231.69166702 a.u, which is lower than -231.69157861 a.u.

(ii) The chair TS is run an IRC again, but this time with 100 points instead of 50. However, the same result is obtained as the original one (50 points), having 44 intermediate geometries with minimum energy of -231.69157861 a.u. (I try to run this with additional note of maxcycles=50, but the result is unchanged.)

(iii) Redo the IRC specifying that compute the force constant at every step. The job is incomplete, resulting only 21 intermediate geometries.

Overall, the step (i) is the only approach actually works, ending up with the conformation of energy -231.69166702 a.u.

File link

IRC: File:WENMIN CHAIR TS IRC F FROM D ALWAYS.LOG

Optimization after IRC: File:WENMIN CHAIR TS IRC F1 FROM D OPT.LOG

Redo IRC with "n=100": File:WENMIN CHAIR TS IRC F2 FROM D ALWAYS.LOG

Redo IRC with "compute force constants at every step": File:WENMIN CHAIR TS IRC F3 FROM D ONCE.LOG

Boat & Chair TS reoptimization at higher level

The chair and boat transition structures are reoptimized using the B3LYP/6-31G(d) level of theory and carry out the frequency calculations.

Boat TS reoptimization at higher level
Molecule
Boat TS molecule
Summary
Reoptimization summary of the boat TS at higher level.
Output information
        Item               Value     Threshold  Converged?
Maximum Force            0.000073     0.000450     YES
RMS     Force            0.000016     0.000300     YES
Maximum Displacement     0.001276     0.001800     YES
RMS     Displacement     0.000316     0.001200     YES
Energy list
Sum of electronic and zero-point Energies=           -234.402336
Sum of electronic and thermal Energies=              -234.396003
Sum of electronic and thermal Enthalpies=            -234.395059
Sum of electronic and thermal Free Energies=         -234.431745
File Link

Reoptimization: File:WENMIN BOAT TS REAC 631G TSONCENOEIGEN.LOG

Frequency: File:WENMIN BOAT TS REAC 631G FREQ.LOG

Chair TS reoptimization at higher level
Molecule
Chair TS molecule
Summary
Reoptimization summary of the chair TS at higher level.
Output information
        Item               Value     Threshold  Converged?
Maximum Force            0.000025     0.000450     YES
RMS     Force            0.000006     0.000300     YES
Maximum Displacement     0.001476     0.001800     YES
RMS     Displacement     0.000214     0.001200     YES
Energy list
Sum of electronic and zero-point Energies=           -234.414929
Sum of electronic and thermal Energies=              -234.409008
Sum of electronic and thermal Enthalpies=            -234.408064
Sum of electronic and thermal Free Energies=         -234.443814
File Link

Reoptimization: File:WENMIN CHAIR TS GUESS 631G G TSONCENOEIGEN.LOG

Frequency: File:WENMIN CHAIR TS GUESS 631G G FREQ.LOG

Results Table


Summary of energies (in hartree)

HF/3-21G B3LYP/6-31G*
Electronic energy Sum of electronic and zero-point energies Sum of electronic and thermal energies Electronic energy Sum of electronic and zero-point energies Sum of electronic and thermal energies
at 0 K at 298.15 K at 0 K at 298.15 K
Chair TS -231.619322 -231.466693 -231.461334 -234.556983 -234.414929 -234.409008
Boat TS -231.602802 -231.450922 -231.445294 -234.543093 -234.402336 -234.396003
Reactant (anti2) -231.692535 -231.539539 -231.532565 -234.611703 -234.469212 -234.461856


*1 hartree = 627.509 kcal/mol

Summary of activation energies (in kcal/mol)

HF/3-21G HF/3-21G B3LYP/6-31G* B3LYP/6-31G* Expt.[3]
at 0 K at 298.15 K at 0 K at 298.15 K at 0 K
ΔE (Chair) 45.71 44.70 34.06 33.16 33.5 ± 0.5
ΔE (Boat) 55.61 54.76 41.97 41.32 44.7 ± 2.0


When comparing the TS energy at higher level (B3LYP/6-31G*) with the one at lower level (HF/3-21G), the difference is not very obvious in hartree unit. But even 0.01 difference in hartree means about 6 kcal/mol difference. This can be confirmed by the second table. The values obtained at B3LYP/6-31G* level agree with the experimental value much better than the ones at HF/3-21G since the HF method ignores the effect of electron correlation. Therefore, the energy obtained from HF method is systematically higher because the correlation energy of the TS is much greater. The activation energy of chair TS is lower than that of boat TS, so we can confirm that the Cope Rearrangement has a chair transition state.

The Diels Alder Cycloaddition

In this section, all calculations are carried out using the AM1 semi-empirical molecular orbital method. As for the computation of the TS geometry optimization, TS (Berny), calculate the force constants Once, and additional keyword of Opt=NoEigen are specified because it's a better approach as shown in the first part.

Cis-butadiene

A cis-butadiene is drawn and optmized, using the AM1 semi-empirical molecular orbital method by the GaussView. The followings are the result:

Molecule

Cis-butadiene molecule

Summary

Optimization summary of the cis-butadiene.

Output information

        Item               Value     Threshold  Converged?
Maximum Force            0.000030     0.000450     YES
RMS     Force            0.000011     0.000300     YES
Maximum Displacement     0.000330     0.001800     YES
RMS     Displacement     0.000162     0.001200     YES

HOMO and LUMO

HOMO LUMO
HOMO MO of cis-butadiene.
LUMO MO of cis-butadiene.
HOMO & LUMO symmetry of cis-butadiene with respect to yz plane.

Link file

File:WENMIN 1 CISBUTADIENE OPT SEMIPIRICAL AM1.LOG

TS geometry for the prototype reaction

Prototype reaction
Guessing geometry

The guessing TS geometry for the prototype reaction is the geometry (a). It is optimized using TS (Berny), calculate the force constants Once, and additional keyword of Opt=NoEigen, under the AM1 semi-empirical molecular orbital method by the GaussView. The followings are the result:

Molecule

Guess TS

Summary

Optimization summary of the guess TS.

Output information

        Item               Value     Threshold  Converged?
Maximum Force            0.000014     0.000450     YES
RMS     Force            0.000002     0.000300     YES
Maximum Displacement     0.000080     0.001800     YES
RMS     Displacement     0.000026     0.001200     YES

Vibration frequencies

There's only one imaginary frequency of magnitude 956.19 cm-1, conforming that this geometry is a TS.

Vibration Frequencies
Imaginary Frequency Lowest Positive Frequency

From the imaginary frequency we can see that the formation of two bonds is synchronous and symmetrical. This confirms that the concerted mechanisms of the reaction. The terminal ends of diene and ethylene are vibrating towards each other (back and forth). A reaction is undergoing between these two molecules. By contrast, in the lowest positive frequency, these two molecules are doing vibration on their own and no interaction whatsoever is happening between them. Another interesting point here is that carbon atoms and hydrogen atoms are vibrating in opposite directions in imaginary frequency, while C and H atoms are vibrating in the same direction in the lowest positive frequency.

HOMO & LUMO

HOMO LUMO
HOMO MO of the guess TS.
LUMO MO of the guess TS.
HOMO & LUMO symmetry of the guess TS. (The isovalue is changed to 0.04 to get rid of the orbital overlap for more obvious symmetry.)

Bond length

Bond length of partly formed C8-C11 bond.
Bond length of partly formed C5-C14 bond.
Bond length comparison
C-C sp3-sp3 C-C sp2-sp2 C-C van der Waals C-C TS from calculation
1.54Å[4] 1.34Å[5] ~1.7Å[6] 2.12Å

The bond distance in the TS, from calculation, is smaller than the van der Waals radius, but larger than that of both σC-C and πC-C bond. This shows the bond is partly formed into a σC-C bond during the transition state.

MO

Analysis of Diels Alder reaction.

Link file

File:WENMIN 2 TS OPT FREQ TSBERNY ONCE NOEIGEN.LOG

Regioselectivity of the Diels Alder Reaction

The reaction between 1 (cyclohexa-1,3-diene) and 2 (maleic anhydride) gives either the endo adduct primarily. This reaction is kinetically controlled so the exo TS should have higher energy than the endo TS. Both the exo and the endo TS are optimized using TS (Berny), calculate the force constants Once, and additional keyword of Opt=NoEigen, under the AM1 semi-empirical molecular orbital method by the GaussView.

Exo TS

Exo TS
Summary
Optimization summary of the exo TS.
Output information
        Item               Value     Threshold  Converged?
Maximum Force            0.000062     0.000450     YES
RMS     Force            0.000011     0.000300     YES
Maximum Displacement     0.001361     0.001800     YES
RMS     Displacement     0.000195     0.001200     YES
Vibration frequencies

There's only one imaginary frequency of magnitude 812.38 cm-1, conforming that this geometry is a TS.

Vibration Frequencies
Imaginary Frequency Lowest Positive Frequency

As discussed in Section 2.2.4.

HOMO & LUMO
HOMO LUMO
HOMO MO of the exo TS.
LUMO MO of the exo TS.
Link file

File:WENMIN 3 DIELS ALDER TS EXO.LOG

Endo TS

Molecule
Endo TS
Summary
Optimization summary of the endo TS.
Output information
        Item               Value     Threshold  Converged?
Maximum Force            0.000031     0.000450     YES
RMS     Force            0.000007     0.000300     YES
Maximum Displacement     0.000757     0.001800     YES
RMS     Displacement     0.000128     0.001200     YES
Vibration frequencies

There's only one imaginary frequency of magnitude 806.22 cm-1, conforming that this geometry is a TS.

Vibration Frequencies
Imaginary Frequency Lowest Positive Frequency

As discussed in Section 2.2.4.

HOMO & LUMO
HOMO LUMO
HOMO MO of the endo TS.
LUMO MO of the endo TS.
Link file

File:WENMIN 3 DIELS ALDER TS ENDO.LOG

Explanation

Now take a closer look at the MOs of HOMO from both exo and endo form. The endo form has strong overlap between the -(C=O)-O-(C=O)- fragment and the remainder of the system - secondary orbital interaction. This effect does not exist in the exo form.

Exo Endo

Comparison

Vibration Frequencies
Exo Endo
Energy
Exo Endo
-0.05041980 a.u. -0.05150478 a.u.

Energy difference ΔE = (-0.05041980) - (-0.05150478) = 1.08498*10-3 a.u. = 0.6808 kcal/mol

Endo geometry has lower energy level and thus it is favored.

C-C bond
Exo Endo
Bond distance of partly formed σC-C bond in exo form.
Bond distance of partly formed σC-C bond in endo form.
Bond length of diene double bond in exo form.
Bond length of diene double bond in endo form.
Bond length of dienophile double bond in exo form.
Bond length of dienophile double bond in endo form.

The difference of partly formed C-C bond length in exo form and endo form is very small. The endo form has a little bit shorter length than the exo one since the endo form is the more stable.

C-C space
Exo Endo

It's shown in the table above that the C-C space in exo TS is larger than the one in endo TS. This confirms that the endo form suffers more steric hindrance than the exo one. However, the difference between them is very small. This is due to the secondary orbital interaction in endo form that pulls carbonyl groups towards the diene, making the C-C space shorter than it should be. This is the result of secondary orbital interaction versus repulsion.

Further discussion

There's computational evidence showing that the semi-empirical calculation that neglects overlap inherently favors "ond-bond" (biradicaloid) TS for orbital symmetry allowed cycloadditions, whereas semi-empirical calculation that includes the overlap favor "two-bond" synchronous TS.[7] The calculations neglect the errors that may arise from anharmonicity of the vibrational potentials, deviations from transition-state theory can arise from tunneling, re-crossing and variational effects. In addition, the method totally ignores the solvent effects. Changing the solvent environment may result in favored exo form.

References

  1. Module 3: Transition states and reactivity. [[1]]
  2. Module 3: Transition states and reactivity. [[2]]
  3. Module 3: Transition states and reactivity. [[3]]
  4. 1986 J. Phys. C: Solid State Phys. 19 4613
  5. 1986 J. Phys. C: Solid State Phys. 19 4613
  6. Dr. Henry Zrepa, Conformational Analysis Lecture Notes [[4]]
  7. Cite error: Invalid <ref> tag; no text was provided for refs named synchronous TS